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Securities > Exam Preparation > Course Details
SPECIAL Series 6 & 63 COMBO
| 192888 | Classroom |
Quick Learning | 16 |
$599.00 |
| One (1) day cram course for Series 6 and One (1) day Series 63 and study guides. o register for exam go to: FINRA.org � file a U-4 form if with a Brokerage or a U-10 form if not with any business entity. Once registered, FINRA will open a 120-day window within which an YOU may schedule YOUR exam. |
| Package includes: The 6/63 One day (1) day of classroom training for Series 6, reviews the four (4) main job functions of an investment company and variable contracts products representative such as: Seeking Business for the Broker-dealer from Customers and Potential Customers; Opening Accounts After Obtaining and Evaluating Customers� Financial Profile and Investment Objectives; Providing Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records; and Obtaining and Verifying Customers Purchase and Sales Instructions; Processes, Completes and Confirms Transactions. Series 63 One (1) day cram covers the principles of state securities regulation established in the Uniform Securities Act; including the rules prohibiting dishonest and unethical business practices. The examination is intended to provide a basis for state securities administrators to determine an applicant�s knowledge and understanding of state law and regulations.Review One (1) day for Series 63 classroom training. As with all QLS Courses we will prepare you to pass the first time. Take Cram Course 2 times, First time to learn what the SEC wants you to know, second time to review right before your exam. Pay once, and take as many times as you need to within 6 months. |
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